Our banking client is looking for an Intermediate Controls Auditor (Market Risk, SQL/Python, Bank)
Length: 12 months contract with the possibility of extension or conversion permanency
Location: Toronto, ON – Hybrid (3 days in office)
Hours: Monday - Friday, 9:00am - 5:00pmLOB: Market Risk
Team size: 5 people
Team culture: Collaborative – helping/supporting each other; knowledge sharing
Candidate’s value proposition: Market risk as a close relationship with Front Office & Treasury. Present a good opportunity to learn from a market risk perspective.
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RESPONSIBILITIES INCLUDE:
Specific accountabilities for the role include:
• Working closely with Market Risk functions and acts as a trusted advisor with internal/external stakeholders.
• Executes M&T, communicates outcomes, prepares test results report and recommends action plans (if any issue is identified).
• Reviews processes and identifies opportunities for risk mitigation through proposing new controls or revising existing controls.
• Assists in the development and maintenance of the M&T plan and regulatory inventory
• Assists in the maintenance of the Market Risk PRC (documents the internal control governance system, processes and framework to describe compliance requirements, activities, processes, roles & responsibilities, etc...)
• Assist with internal/external regulatory audits and/or examinations (as needed)
• Prepare decks for various Forum and/or Committee
• Coordinates and participates in the execution of oversight/governance activities including reporting; assessment of education & training needs, development/delivery of training; development and execution of regulatory administration processes & procedures; management of review/updates to policies, etc.
• Assists with quarterly reports (CRO attestation, SOX attestation)
• Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/regulatory directives and guidance.
• Exercises judgment to identify, diagnose, and solve problems within given rules.
• Works independently and regularly handles non-routine situations.
• Provides quality assurance, advice and guidance to the 2a Market Risk function on governance related topics, including effective challenge.
• Broader work or accountabilities may be assigned as needed.
MUST HAVE
• 3-5 yrs experience in Controls Audit with the Big 4 (Accounting) or financial institutions (Market Risk)
• Excellent communications skills (verbal & written) – Articulated
• Thorough with audit & documentation
NICE TO HAVE
Accounting designation
Excel, SQL, Python (to help automate processes)
Disqualifiers: We are looking for non IT Audit background – not looking for an IT Auditor
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URGENT: Please read the job description above. If this interests you, apply to the job with your most updated resume, including your contact number and email address.
The recruiter in charge of this role is Zara
If you do not think you are a match for this opportunity, but know someone who is, feel free to forward this job description to them and you will be eligible for a referral bonus upon a successful hire.
Please note that this is the most up to date version of job description available at this time – During Client Interview you will receive additional information – variance may apply!
Please note: Adherence to our end client’s vaccination policy is a requirement.
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Job Types: Full-time, Fixed term contract
Contract length: 12 months
Expected hours: 37.5 per week
Work Location: In person
