Job Purpose
Support the AVP assurance & monitoring in performing AML/CFT related control testing programme in line with GCDD procedure.
Follow and implement the annual schedule of reviews in light with regulatory requirements.
Key Accountabilities
QA & Testing
Perform the approved assurance testing plan and identify key compliance related risks and issues.
Ensure assurance testing is performed in line with agreed milestones.
Track and monitor to completion all assurance testing issues.
Follow up with the business as required.
Promote internal control awareness and demonstrate Assurance and Monitorings contribution.
Tracking and closure of recommendations
Perform trend analyse and advise corrective measures.
Manage ADHOC & administrative activities as deemed appropriate and assigned by line managers.
Professional / Technical
The role requires the analysis and challenge of complex activities in light of regulatory requirements.
Solid analytical skills including the ability to identify discrepancies whilst managing reviewing and gathering data.
The ability to critically analyse data including the identification of trends themes and outliers.
Must have excellent time management skills the ability to work under pressure to tight deadlines and still deliver consistent high standard of work.
Audit
Follow up and provide technical support (if required) to the Risk and Control team to assist in the closure of Group Internal Audit / Regulatory / Group Compliance findings.
Reporting
Ensure assurance testing results are recorded and appropriately reported to AVP – Head of KYC Review & On-boarding.
Writing high quality reports presenting review results and articulating the findings.
Qualifications
Minimum Qualification
Bachelors Degree or Higher in Management Banking or Finance preferably with certification in compliance corporate governance risk management or internal audit.
Minimum Experience
At least 5-6 years banking experience preferably in a reputable international bank with experience of working in highly regulated jurisdictions.
Minimum of 3-4 years of experience within KYC role.
Internal Audit experience and Compliance Assurance background would be considered an asset.
Relevant experience in Compliance/AML/KYC/Transaction Monitoring.
Sound knowledge of Microsoft Office applications.
Pro‑active and business oriented with proven ability to prioritize manage conflicting demands and ability to assess.
Remote Work
No
Employment Type
Full‑time
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